To enhance transparency in Plan governance, the SIP Operating Committee unanimously approved the disclosure of the following information related to the ownership and operations of Participants, Advisors, Administrators and Processors.

Disclosure Date
Participant Disclosures
Disclosure form - Participant - CBOE May 22, 2019
Disclosure form - Participant - IEX May 22, 2019
Disclosure form - Participant - Nasdaq May 22, 2019
Disclosure form - Participant - NYSE May 22, 2019
Disclosure form - Participant - FINRA June 20, 2019
Administrators Disclosures
Disclosure form - Administrator - CTA May 22, 2019
Disclosure form - Administrator - UTP May 22, 2019
Processors Disclosures
Disclosure form - Processor - SIAC May 22, 2019
Disclosure form - Processor - UTP Business May 22, 2019
Disclosure form - Processor - UTP Technology May 22, 2019
Advisors Disclosures
Disclosure form - Advisor - Kerry Baker Relf May 22, 2019
Disclosure form - Advisor - Bill Conti May 22, 2019
Disclosure form - Advisor - Chris Nielsen May 22, 2019
Disclosure form - Advisor - Ed Flynn May 22, 2019
Disclosure form - Advisor - Hubert De Jesus May 22, 2019
Disclosure form - Advisor - Matt Billings May 22, 2019
Disclosure form - Advisor - Melissa Hinmon May 22, 2019
Disclosure form - Advisor - Patti Sachs May 22, 2019
Disclosure form - Advisor - Paul O'Donnell May 22, 2019
Disclosure form - Advisor - Tom Jordan May 22, 2019
Disclosure form - Advisor - Todd Watkins May 22, 2019