To enhance transparency in Plan governance, the SIP Operating Committee unanimously approved the disclosure of the following policy, as well as information related to the ownership and operations of Participants, Advisors, Administrators and Processors.

POLICIES
Advisory Committee Policy
CTA and CQ Plans Administrator and Processor Confidential Information Policy
CTA, CQ & UTP Confidentiality Policy

Disclosures Date

Participant Disclosures

Disclosure Form - Participant - Cboe February 24, 2021
Disclosure Form - Participant - Cboe BYX February 24, 2021
Disclosure Form - Participant - Cboe BZX February 24, 2021
Disclosure Form - Participant - Cboe EDGA February 24, 2021
Disclosure Form - Participant - Cboe EDGX February 24, 2021
Disclosure Form - Participant - Nasdaq February 24, 2021
Disclosure Form - Participant - Nasdaq BX February 24, 2021
Disclosure Form - Participant - Nasdaq ISE February 24, 2021
Disclosure Form - Participant - Nasdaq PHLX February 24, 2021
Disclosure Form - Participant - NYSE May 19, 2021
Disclosure Form - Participant - NYSE Chicago May 19, 2021
Disclosure Form - Participant - NYSE National May 19, 2021
Disclosure Form - Participant - NYSE American May 19, 2021
Disclosure Form - Participant - NYSE Arca May 19, 2021
Disclosure Form - Participant - FINRA October 18, 2021
Disclosure Form - Participant - IEX February 24, 2021
Disclosure Form - Participant - LTSE February 24, 2021
Disclosure Form - Participant - MEMX November 19, 2021
Disclosure Form - Participant - MIAX February 24, 2021

Administrators Disclosures

Disclosure Form - Administrator - CTA February 24, 2021
Disclosure Form - Administrator - UTP February 24, 2021

Processors Disclosures

Disclosure Form - Processor - SIAC February 24, 2021
Disclosure Form - Processor - UTP February 24, 2021

Advisors Disclosures

Disclosure Form - Advisor - Kerry Baker Relf February 24, 2021
Disclosure Form - Advisor - Bill Conti February 24, 2021
Disclosure Form - Advisor - Hubert De Jesus February 24, 2021
Disclosure Form - Advisor - Edmund Flynn September 8, 2021
Disclosure Form - Advisor - Melissa Hinmon February 24, 2021
Disclosure Form - Advisor - Tom Jordan February 24, 2021
Disclosure Form - Advisor - Stephen Miele February 24, 2021
Disclosure Form - Advisor - Chris Nielsen February 24, 2021
Disclosure Form - Advisor - Paul O'Donnell February 24, 2021
Disclosure Form - Advisor - Patti Sachs February 24, 2021
Disclosure Form - Advisor - Todd Watkins September 2, 2021

Service Provider-Subcontractor Disclosures

Disclosure Form - Service Provider-Subcontractor - Deloitte Tax, LLP June 10, 2021
Disclosure Form - Service Provider-Subcontractor - Ernst & Young LLP February 22, 2021
Disclosure Form - Service Provider-Subcontractor - Eversheds Sutherland (US) LLP March 30, 2021
Disclosure Form - Service Provider-Subcontractor - Forefront Communications Group, Inc. February 24, 2021
Disclosure Form - Service Provider-Subcontractor - Murphy and McGonigle February 24, 2021